FINRA Series 65 Investment Adviser Exam
The Series 65 Uniform Investment Adviser Law Examination, administered by FINRA for NASAA, for people who want to act as investment adviser representatives in US states.
Guides
Explore resources
Series 65 Practice Questions: 3 Samples and What to Drill in Each Section
Three Series 65 practice questions with the reasoning behind each answer, what to drill in each of NASAA's four sections, the pace the real exam asks for, and how to read a practice score.
Series 65 Exam 2026: Format, Content Outline and the 92-of-130 Pass Mark
The Series 65 as NASAA and FINRA describe it: 140 questions in 180 minutes, the four sections and their weights, the laws NASAA lists as testable, and what 92 of 130 does and does not mean.
Alerts and Updates for FINRA Series 65 Investment Adviser Exam
Carries the current Series 65 fee, question count and passing standard, the unsponsored enrollment route through FINRA's TESS and the retake waiting periods, each traced to FINRA or NASAA
Leave with a plan for today.
- 21 min
Study: Investment advisory
- 6 min
Review what you missed. Write down the reason behind each correction.
- 3 min
Close your notes and recall the main ideas in your own words.
A personal study plan, saved only in this browser.
Disclaimer
Independent practice: original questions, not NASAA items