NISM Series X-A: Investment Adviser (Level 1) Certification — Syllabus & notes

Exam overview

First of the two NISM certifications an individual must pass to register as an Investment Adviser with SEBI. Covers the investment landscape, financial markets and products, time value of money, risk profiling and asset allocation, personal financial planning basics, behavioural finance, and the SEBI Investment Advisers Regulations and code of conduct.

Subjects

Investment advice · Financial planning · Regulation

Exam languages

English