HKSI Licensing Examination Paper 1 (Fundamentals of Securities and Futures Regulation)
HKSI Licensing Examination Paper 1 (Fundamentals of Securities and Futures Regulation)

HKSI Licensing Examination Paper 1 (Fundamentals of Securities and Futures Regulation) — Syllabus & notes

Exam overview

Paper 1 of the HKSI Institute licensing examinations recognised by the Securities and Futures Commission for licensed representatives in Hong Kong. Covers the Securities and Futures Ordinance and subsidiary legislation, the Hong Kong financial market structure, licensing requirements, market misconduct, and the codes of conduct for licensed persons.

Subjects
Securities and futures ordinance · Market structure · Licensing and conduct
Exam languages
English · Chinese
Official exam website
Preparing with colleagues?Send this page to your HKSI Licensing Examination Paper 1 group — the papers and guides are free to read.
WhatsAppTelegramXLinkedIn
Community