Exam resources

CII R01 Financial Services Regulation and Ethics Exam

R01 Financial Services, Regulation and Ethics, a Chartered Insurance Institute (CII) unit and part of the Diploma in Regulated Financial Planning for UK financial advisers.

CII Exams Explained: Units, Booking, Remote Invigilation, Cost and Results

How CII exams work in 2026/27: on-demand multiple-choice units and fixed-date written exams, booking, remote or test centre, cost, results, resits and how to study around a full-time job.

How to Become a Paraplanner: Paraplanner Qualifications (CII vs CISI)

What a paraplanner does, when the FCA requires a qualification, the CII Certificate in Paraplanning vs the CISI Certificate and the R01 to R06 Diploma, and where each route leads.

How to Become a Financial Adviser in the UK: Level 4 Route and CII Units

The FCA’s qualification rules, the CII Diploma (DipPFS) vs the LIBF DipFA, the order to take R01 to R06, how long it takes, what it costs, the apprenticeship route and your first job (2026/27).

CII R01 Practice Questions: 3 Worked Examples for the 2026/27 Syllabus

Three CII R01 practice questions worked through, including a multiple response question, how to use a timed mock, and where the official specimen exam is.

CII R01 Exam 2026/27: Format, Pass Mark and Syllabus by Learning Outcome

The CII R01 exam for 2026/27: 100 questions in two hours, the two question formats, questions per learning outcome, the 65% standard pass mark and how marks are adjusted, and official practice.

Alerts and Updates for CII R01 Financial Services Regulation and Ethics Exam

CII-sourced facts on R01: the 2026-27 edition now in force, the 87 standard plus 13 multiple-response split, the 65 per cent pass mark, credit value and on-demand booking

Guides
Preparing with colleagues?Send this page to your CII R01 Financial Services Regulation and Ethics Exam group — the papers and guides are free to read.
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  1. 21 min

    Study: Financial services regulation

  2. 6 min

    Review what you missed. Write down the reason behind each correction.

  3. 3 min

    Close your notes and recall the main ideas in your own words.

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